Ka Finanz AG

Know Your Customer

As a new business partner, please submit the following forms and certificates, together with your expression of interest in an asset sale, by the deadline indicated:

  • Company-drawn Wolfsberg form;
  • Company-drawn form „Disclosure under the Austrian Financial Markets Anti-Money Laundering Act (FM-GwG)”;
  • Copies of the ID of the authorised representatives and the beneficial owners;
  • Company-drawn FATCA W-8BEN-E form;
  • A list of your authorized traders, plus confirmation that these persons are entitled to trade over the phone, by email or via Bloomberg;
  • A contact list of your back office employees and your standard settlement instructions (including announcement of email addresses for the business confirmation);
  • Company signature list;
  • Company-drawn ownership structure;
  • Proof of funds in a form satisfactory to the seller;
  • The documents specified under point 8 in the form "Disclosure under the Austrian Financial Markets Anti-Money Laundering Act (FM-GwG)" (if not already mentioned above).